Stuart Evans
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Stuart Evans

Principal
Stu is a Principal in the New York office. As a member of the firm’s legal and compliance team, he is responsible for assisting the Chief Legal and Compliance Officer with all aspects of the firm’s compliance program and adherence with the Investment Advisers Act of 1940. He has more than twenty-six years of experience in the financial services industry, serving in both compliance and operational roles.

Prior to joining Cerity Partners, Stu served as Chief Compliance Officer at EMM Wealth and SAGE Advisors, managing all aspects of both firms’ compliance and cybersecurity programs. In addition to serving on the investment committee and cybersecurity risk committee, Stu integrated EMM Wealth’s technology into its operational and reporting workflows.

Stu obtained his Investment Adviser Certified Compliance Professional (IACCP®) designation from National Regulatory Services and the Investment Adviser Association. He earned his Bachelor of Arts degree in History from Randolph Macon College.

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Orange County

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(714) 415-4990

Bloomfield Hills

40701 Woodward Ave
Bloomfield Hills, MI 48304

Chicago

227 W Monroe St
Chicago, IL 60606

Cleveland

Terminal Tower
50 Public Square
Cleveland, OH 44113

Denver

4725 S Monaco St
Denver, CO 80237

Fort Worth

3526 W Vickery Blvd
Fort Worth, TX 76107

Los Angeles

11601 Wilshire Blvd
Los Angeles, CA 90025

Louisville

801 Main St
Louisville, CO 80027

New York

335 Madison Ave
New York, NY 10017

Orange County

3200 Bristol St
Costa Mesa, CA 92626