Client and Corporate Services

Biography

Sean is a Principal in the New York office and a member of the firm’s Compliance team. His primary role is protecting clients and ensuring their best interests are put first by eliminating conflicts of interest and staying abreast of an ever-changing and evolving regulatory environment.

Prior to joining Cerity Partners, Sean was a Chief Compliance Officer at KLS Professional Advisors (a subsidiary of Silicon Valley Bank), Transparent Value Advisors (a subsidiary of Guggenheim Partners) and Man Group.

Education

  • J.D. from New York Law School
  • B.A. from City University of New York

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By clicking “Submit”, you acknowledge that we collect your name, email address and phone number to respond to your inquiries and provide you information about our products and services in accordance with our Privacy Policy. If you are a California resident, please see our CCPA Notice to California Residents.