Client and Corporate Services


Sean is a Principal in the New York office and a member of the firm’s Compliance team. His primary role is protecting clients and ensuring their best interests are put first by eliminating conflicts of interest and staying abreast of an ever-changing and evolving regulatory environment.

Prior to joining Cerity Partners, Sean was a Chief Compliance Officer at KLS Professional Advisors (a subsidiary of Silicon Valley Bank), Transparent Value Advisors (a subsidiary of Guggenheim Partners) and Man Group.


  • J.D. from New York Law School
  • B.A. from City University of New York

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