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Vickie is a Principal based in the San Francisco office where she is responsible for establishing, managing, and directing the compliance program and supporting the firm’s legal activities, including consulting with business leaders on the applicability of regulatory requirements and creating internal guidelines and disclosure standards. With a long tenure in operations and compliance within the financial services industry, Vickie takes a best-in-class approach to delivering comprehensive and timely guidance to ensure regulatory requirements are implemented at the highest standards.

Prior to joining Cerity Partners, Vickie worked as the Compliance Manager at B|O|S. In this role, Vickie ensured business and regulatory standards were met while managing the compliance program.  Prior to B|O|S, Vickie was the Associate Director of Compliance at First Republic Investment Management tasked with performing risk assessments and prior to that was the Assistant Vice President of Operations at Salient where she provided fund administration that included overseeing the preparation and SEC filings of the mutual funds’ shareholder reports.

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