Client Advisory

Biography

James is an Associate in the New York office. In this role, he assists the CIO and portfolio managers in asset allocation decisions, investment due diligence and selection, and providing customized investment advice to the firm’s clients. He is also responsible for trading client accounts, maintaining the firm’s portfolio management software, and performance reporting.

Prior to joining Cerity Partners, James served as a Junior Investment Analyst at AJ Wealth, a New York-based registered investment advisor specializing in providing family office services. Before AJ Wealth, he worked as a Portfolio Administrator at Penobscot Financial Advisors. James’s responsibilities included conducting portfolio analysis and reporting, managing the firm’s portfolio management software, and trading client accounts.

Education

  • B.B.A. in Finance from Loyola University Maryland

Highlights

  • Holds the FINRA Series 65 securities license

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By clicking “Submit”, you acknowledge that we collect your name, email address and phone number to respond to your inquiries and provide you information about our products and services in accordance with our Privacy Policy. If you are a California resident, please see our CCPA Notice to California Residents.